How Decentralized is the Governance of Blockchain-based Finance

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#1 Multi-stakeholder governance for AI algorithms and data
#2 Facilitating public dialogue on human-algorithm interaction
#3 Addressing AI opacity, asymmetric information, and algorithmic bias
#4 Promoting human-centered AI and human control
#5 Creating a DAO (GHAIADAO) as a governance mechanism
#6 Building an ontology/knowledge base for DAO design and safe implementation
#7 Designing democratic and resilient DAO voting/governance structures
#8 Using ORCID-based identity to support governance participation
#9 Establishing supporting infrastructure for deliberation and document repositories
#10 Developing economic, legal, and technical foundations before implementation
#11 DAO governance and decentralization
#12 Human-algorithm interaction governance
#13 AI safety, alignment, and existential risk
#14 Fairness, accountability, transparency, and explainability in AI
#15 Internet governance and digital infrastructure governance
#16 Decentralized science and peer review reform
#17 Privacy and digital identity
#18 Societal and labor-market impacts of AI
#19 AI regulation and governance
#20 Algorithmic transparency and interpretability
#21 Fairness, bias, and discrimination in algorithmic systems
#22 Privacy and protection against profiling
#23 Safety, auditing, and accountability for autonomous/AI systems
#24 Governance of algorithmic markets, trading, and decentralized finance
#25 Human-algorithm interaction and human oversight
#26 algorithmic fairness and bias mitigation
#27 human-centered and trustworthy AI
#28 independent oversight, accountability, and ethical governance
#29 internet and platform governance
#30 responsible governance of autonomous systems and robotics
#31 well-being and societal impact assessment of AI
#32 human-algorithm collaboration and interaction design

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GOVERNANCE OF A DAO FOR FACILITATING DIALOGUE ON HUMAN-ALGORITHM INTERACTION AND THE IMPACT OF EMERGING TECHNOLOGIES ON SOCIETY APREPRINT JuliãoBraga∗ FranciscoRegateiro† CentrodeMatemática,ComputaçãoeCognição InstitutoSuperiorTécnico UniversidadeFederaldoABC UniversidadedeLisboa SantoAndré,SP,BR Lisboa,PT juliao.braga@ufabc.edu.br francisco.regateiro@tecnico.ulisboa.pt ItanaStiubiener‡ JulianaCristinaBraga§ CentrodeMatemática,ComputaçãoeCognição CentrodeMatemática,ComputaçãoeCognição UniversidadeFederaldoABC UniversidadeFederaldoABC SantoAndré,SP,BR SantoAndré,SP,BR itana.stiubiener@ufabc.edu.br juliana.braga@ufabc.edu.br June24,2023 ABSTRACT Human-algorithm interaction is a crucial issue for humanity in light of the impacts of the recent releaseofChatGPT3and4,amongothers. Theseadvancedchatbotsprovokedaworldwidedebatein March/2023,whenamanifestosignedbyseveralstakeholderswaspublishedandwidelydiscussedin themediaandacademia. Thisworkassumesthathuman-algorithminteractionsareinfluencedbya contextofdiverseinterestsandperspectives,whichaddshighcomplexitytotheproblem. Therefore, this work proposes a solution to enable the effective participation of stakeholders from different domainsandsocietyinaconstructivedialogue,usingdigitalplatformsasamedium. Inspiredbythe successfulgovernanceoftheInternetinfrastructureecosystem,theproposalinvolvesthecreationof anAutonomousDecentralizedOrganization(DAO)implementedintheblockchainenvironmentof theEthereumnetwork. However,beforeimplementingtheDAO,itisnecessarytobuildaknowledge base,thatis,anontology,whichguidesitsdevelopmentinasafeandadequateway. Apreliminary versionofthisknowledgebasewasmanuallybuiltusingProtégéwithover4,000axioms. Keywords internet infrastructure · web3 · ontology · machine learning · blockchain · decentralized computing · decentralizedscience 1 Introduction Thispaperpresentsthefirstresultsofaproposaloutlinedinapreviousarticle. Theproposalinvolvedbrainstormingthe creationofanenvironmentforteachers,researchers,thinkers,andotherstakeholderstogovernartificialintelligence (AI)algorithmsanddata[1]. Themainmotivationforproposingthecreationofthisenvironmentwasthecomplexityoftheproblem. Regulatingor establishingrulesforAIalgorithmdevelopersisahugetaskthatrequiresadebateamongadiversegroupofstakeholders. ∗http://lattes.cnpq.br/7092085044582071 †https://fenix.tecnico.ulisboa.pt/homepage/ist13522 ‡http://lattes.cnpq.br/4008970012663480 §http://lattes.cnpq.br/7111526592323456 GovernanceofaDAOforFacilitatingDialogueonHuman-AlgorithmInteractionandtheImpactofEmerging TechnologiesonSociety APREPRINT Thisisbecauseitinvolvesethical,social,human,technical,privateandpublicpolicyissues,amongmanyotherareasof humanknowledge. Moreover,itisalongdebatethatrequiresproperorganizationtoensurethepersistenceofthefacts producedbyamultitudeofstakeholders,whorepresenthumanityasawhole. Aproblemofsimilarcomplexitycanbeconsidered: theprotocolsthatensuretheproperfunctioninganddynamic natureoftheInternetovertime(past,present,andfuture). Thisexamplecomesfromtheecosystemsurroundingthe InternetEngineeringTaskForce(IETF).Thousandsofstakeholdersmeetinpersonthreetimesayearandcontinueto workpersistentlythroughemailworkinggroupsfortherestoftheyear. Itisalargeandeffectiveorganizationthat ensuresthefunctioningoftheInternetasweknowittoday. TheInternet,withitsundeniableimportancetohumanity,justifiestheexistenceofitsownecosystem[2].Governanceof AIalgorithmsisamorecomplexissuethantheInternet. RecordsshowthatgovernanceofAIalgorithmsisindeedmore complexthantheInternetbecauseitinvolvesimplicationsthatarenotonlyoffensivebutalsodeadlytohumanbeings. Ingeneral,regardlessoftheapplication,thesesystemsareconsideredablackbox,resultinginasymmetricinformation betweentheirdevelopersandtheirconsumers[3]. Oneofthesaddestexampleshighlightingtheconsequenceofthis asymmetryisthedesignoftheMCAS5systemontheBoeing737MAX,whichledtotwoaccidentswith346deathsin October2018(LionAir)andMarch2019(EthiopianAirlines). Whentheangleofattacksensorfailed,thebuilt-in algorithmsforcedtheplanetoloweritsnose,resistingrepeatedattemptsbyconfusedpilotstoturnthenoseup. Ben Shneiderman,inhisbookHuman-CenteredAI[4],commentsonthetwoBoeing737MAXcrashesandconsidersthat thefutureoftheseAIalgorithmsishuman-centered. Theyshouldprimarilybecomesupertoolsthatamplifyhuman abilitiesandempowerpeopleinremarkablewayswhileensuringhumancontrol. BennamedthesealgorithmsHCAI, anacronymforthetitleofhisbook. Therearecountlessotherapplications,bothusingAIandnot,thatbehavedisproportionately. Adetaileddescriptionof theso-calledalgorithmicbiasescanbefoundinSafiyaNoble’sbook,AlgorithmsofOppression,andinothersources [5][6][7]. Asymmetricinformation,biases,andotherpertinentissuesareconcerningdevelopers,researchers,andotherinterested partiesastheytrytofigureoutwhatismissing[8].Perspectivesassociatedwithethics[9][10][11][12][13],regulations [14][15][16][17][18],governance[19][20][21][22][23][3][24]andmanyotherissues[25][26][27][28][29][30] [31][32][33]areontheagendaofallstakeholdersinsearchofappropriatealternatives. Forexample,theseissuesare widelydiscussedinShneiderman’sbookHuman-CenteredAI[4]. Thereisextensiveliteratureonthetopicpresentedin theunpublishedworkthatgaverisetotheapproachesinthisarticle[1]. IfwehadasstrongamotivationastheInternetdoes,withitsimmenseglobalreach,theIETFmodelwithitsbroad stakeholderparticipation(asseeninFigure1)couldbeasolutionthatwouldcertainlyaddresstheissuesinvolving algorithmanddatagovernance. TherearerecentsignsinAIactivitiesthatsuggestagrowingunderstandingofthetechnologybytheworld’spopulation. ThisisduetotheimmensesuccessofChatGPT,atoolthatispopularizingAIandexpandingitsprominence. Thishas occurredatanunimaginablespeeddespiteChatGPT’sownlimitationsinnaturallanguageunderstanding,itsrelianceon trainingdata,andthepossibilityofbiases. InadditiontoChatGPTandothergenerativeAIs,thereisthefactthatthey canpropagatebiases. GenerativeAIsareinfluencedbytheirtrainingdata,whichcanleadtobiasedordiscriminatory responses. Thedangerincreaseswiththepossibilityofthetrainingdatabeinginfluencedduringinteractionwithits users,i.e.,groupswithulteriormotivescaninfluencethetrainingdata. TherefinementofgenerativeAIsisleadingtoan expansionoftheircapabilities,includingtheuseofmultimodalresourcessuchasChatGPT-46andDALL-E27. Infact, thecommunityinvolvedbelievesthataftersuchrecentreleases,weareinforasignificantshiftinAI.BillGates,for example,reactsthroughaseven-chapterdocumententitled“TheAgeofAIhasbegun”[35]. InChapter7,heconcludes with“TheAgeofAIisfilledwithopportunitiesandresponsibilities.”OtherconcernscomefromneuroscientistMiguel Nicolelis. Inhismostrecentbook,“Thetruecreatorofeverything: Howthehumanbrainsculptedtheuniverseaswe knowit”[36],heexposesinthefinaltwochapterstheseriousrisksthathumanitywillfaceinthecomingyearsasa resultofourincreasinginteractionanddependenceondigitalsystems. Thisestablishesatruesymbiosisthatcandeeply affectthebrainthroughthephenomenonofneuralplasticity. Basically,almostcontinuouscoexistencewithcomputers canaffectthewaythebrainworksand,inthelimit,turnusintomeredigitalzombies. Moreover,onecannotforgetthe storiesthataretoldagainandagainaboutfamousandrecentgenerativeAIs[37]. ThisworkproposesthecreationofaDAOcalledGHAIADAO8 asanoriginalgovernancemechanism. Todevelop this proposal, the authors created a knowledge base about DAOs, which is available, including its updates, in a 5AcronymforManoeuvringCharacteristicsAugmentationSystem 6https://openai.com/product/gpt-4 7https://openai.com/product/dall-e-2 8https://ghaia.pt 2 GovernanceofaDAOforFacilitatingDialogueonHuman-AlgorithmInteractionandtheImpactofEmerging TechnologiesonSociety APREPRINT Figure1: InternetGovernanceEcosystem. Source: [34] public environment of the Open Science Framework (OSF) [38]. Additionally, this work proposes the creation of theGHAIADAOtosupportanenvironmentfordebateandregistrationofstakeholderopinionsonissuesinvolving theregulationofAIalgorithmsanddata,aswellasissuesinvolvinghuman-algorithminteractions. Theseissuesare widelydiscussedintheCátedraOscarSalaChair9atIEA-USP10,whoseholderisProf. Dr. VirgílioAlmeida(ORCID: 0000-0001-6452-036111). InadditiontothisIntroductionsection,thispaperdiscussesDAOsandtheirvarietyofgovernanceinSection2. In Section2.1theknowledgebasebuiltonProtégé,afreeandopen-sourceontologyeditorandframeworkforbuilding intelligentsystems[39],ispresented. Thissectionalsodisplaysalternativesforusingthisknowledgebase,inparticular, guidanceontheuseoftheSPARQLlanguageasatoolforontologysearches[40,41]. InSection5,theproposalforthe creationoftheGHAIADAOispresented,whichincludesanoriginalgovernancemechanism. Section8addressesthe conclusionsofthisstageoftheworkandrecommendsfutureactivitiestofollow. Finally,thebibliographyisprovided. 2 DAOs ADecentralizedAutonomousOrganization(DAO)isaformoforganizationbasedonblockchaintechnologythatis generallygovernedbyitsmembers,whoholdtokens[42]. Tokens,atypeofcryptocurrency(amongothermeanings), canbeacquiredorreceivedinsomeformbyanyperson. Astheownerofthesetokens,thepersongainstherightto voteonmattersdirectlyrelatedtothegovernanceoftheDAO.ThegovernancerulesofDAOsarecharacterizedthrough computerprogramsknownassmartcontracts,whichareexecutedandvalidatedwithintheblockchainoftheEthereum networkthrougharesourcecalledtheEthereumVirtualMachine(EVM).Thefeaturesofsmartcontracts,suchasa distributedblockchaindatabase,causetherulesoftheorganizationtobeenforcedbytheverycodethatdefinesthe DAO,thusmakingitself-governed. Therefore,DAOsaredifferentfromtraditionalorganizationsbecausetheyareself-governingandfunctionautonomously inadecentralizedmannerwithouttheneedforintermediaries. Incontrast,traditionalorganizationsaresubjecttorights andresponsibilitiesdefinedbythelegalsystemoftheenvironmentinwhichtheyoperate. 9https://bit.ly/cos-usp 10http://www.iea.usp.br/ 11https://orcid.org/0000-0001-6452-0361 3 GovernanceofaDAOforFacilitatingDialogueonHuman-AlgorithmInteractionandtheImpactofEmerging TechnologiesonSociety APREPRINT 2.1 GettingtoknowimplementedDAOsindetailthroughontologies There are many types and functions performed by DAOs. As of April 2023, approximately 150 DAOs have been implementedontheEthereumnetwork. Duetothediversityofimplementations,itwasdecidedtocreateaknowledge base(orontology),referredtoasKB,tounderstandandmaintainpermanentinformationaboutalltheDAOs. Tocreate thisknowledgebase,theProtégésoftwarewasused[39]. Protégé,developedbyStanfordUniversity12,isafreeand open-sourceontologyeditorandknowledgemanagementsystem. Twoontologieswerecreatedusingdifferenttechniques. Bothareavailableinthepublicenvironmentoftheprojecton theOpenScienceFramework(OSF)[38]. Weseparatedfromthesetwo,theonethatbestrepresentedtheexpected knowledge. Itwasnameddecom.ttl,andisdetailedinFigure2. Figure2: Featuresofthedecom.owlontology,with4,004axioms The.ttlextension,namedTurtle,isasyntaxforexpressingthesetofaxiomsrepresentedinOWLinatextfileandis appropriatefordisplayontheWeb[43]. Todeveloptheontology,itsscopeinthedomainofDAOswasfirstidentified. Thefigures3,4and5characterizethe maintermsoftheontologyproposed. Figure3: Acronymsthatwillappearinthedevelopmentoftheproposedontology. TheontologyresultingfromthesestudiesisavailableontheGHAIADAOwebsite13. 3 HowtoSearchtheKnowledgeBase OncetheKBiscompletewithasubstantialnumberofaxioms,themainhumaninterestturnstosearchingtheKB. Onetoolforthisisthewell-knownSPARQLProtocolandRDFQueryLanguage(SPARQL)[44][45][46]. Protégé 12https://protege.stanford.edu/ 13https://ghaia.pt/kb/decom.ttl 4 GovernanceofaDAOforFacilitatingDialogueonHuman-AlgorithmInteractionandtheImpactofEmerging TechnologiesonSociety APREPRINT Figure4: OntologytobeimplementedinProtégé. Figure5: ComplementtotheOntologyinthefigureabove,identifyingthevarioustoolsforcreatingDAOs. provides facilities for using SPARQL, as does Apache Jena14. In addition to these two examples, DBpedia15 and Wikidata16providepublicinterfacestoSPARQL,amongmanyothers. InallthetoolsusedexceptProtégé,theURLs https://ghaia.pt/kb/decom.owlorhttps://ghaia.pt/kb/decom.ttlareusedastheentrypoint. InProtégé,SPARQLactsontheloadedontology. 14https://jena.apache.org/tutorials/sparql.html 15http://virtuoso.openlinksw.com/dataspace/doc/dav/wiki/Main/VOSSPARQL 16https://w.wiki/rL 5 GovernanceofaDAOforFacilitatingDialogueonHuman-AlgorithmInteractionandtheImpactofEmerging TechnologiesonSociety APREPRINT Protégéoffersotherresourcestosearchtheontologyproducedthroughit. Forexample,theOntoGraphprovidesimages suchastheoneshowninFigure6. Figure6: GraphicalviewofknowledgebaseDAOs 4 AnAIAlgorithmsandtheirbiases TheCatedraOscarSalafocusedon“Algorithms,artificialintelligence(AI),robotsandmachinesoperatedbyalgorithms thatincreasinglymediateoursocial,cultural,economicandpoliticalinteractions”initsHuman-AlgorithmInteractions Project. FortheCatedra17,"therearethreebasicmotivationsfortheproposedfocusoftheCatedraOscarSalain2022/23: 1. Therearemanydifferenttypesofalgorithmsinoperationthatplayanincreasingroleinsocietyandinthe dailyactivitiesofcitizens. 2. Thecomplexityofalgorithmsandsystemsintegratingmultiplealgorithmsisincreasingrapidly. Newmodels andmassiveamountsofdatamakethesealgorithmsandsystemsopaque,makingitverydifficulttounderstand theirbehavior. 3. Understandingthesocial,political,andeconomicimpacts,whetherpositiveornegative,isaresearchchallenge. Prof. Virgilioanticipatedaglobalconcernoveropaquealgorithms,mostlythoseofAI.Thishasproventobeanissue of high priority for humanity, culminating very recently with a manifesto produced by the Future of Life Institute regardingconcernsoverChatGPT(ChatGenerativePre-trainedTransformer)[47]. Themanifestoproposesasix-month moratoriumontrainingitandothersimilaralgorithms,especiallythoseusinglargelanguagemodels[48]. Books,scientificpapers,newspaperarticles,andmanyotherformsofexpressionhavelaidouttheiropinions,concerns, andrecommendationstocountertheunregulatedinvasionofalgorithmswithbiasesofallkinds. Therehavebeen seriousoffensesandevencriminaloffenses.However,thetextsbeforethemanifestodescribedinthepreviousparagraph wereintense. Inadditiontotheabovedocuments,manyothers,especiallyrecentoneswiththeirreferences,addressthesameissue [49][50][51][52][53][54][55][56][57][58][59][60][61]. TheproposaloftheCatedraOscarSalaforactivitiesfortheyear2022/2023showeditsimmenseacademicdiversity. In theopinionoftheauthors,itisasubjectofquitehighcomplexitydeservingspecialattentionandcontinuousdebatewith theparticipationofalargenumberofstakeholders. Anadequateformofgovernance,copyingtheproposalimplemented intheIETFbytheInternetSociety(ISOC),issuggested. 17https://bit.ly/cosvirgilioalmeida 6 GovernanceofaDAOforFacilitatingDialogueonHuman-AlgorithmInteractionandtheImpactofEmerging TechnologiesonSociety APREPRINT Therefore,basedonISOC’sconcernsabouttheecosystemthatgovernstheInternet,theauthorsproposethecreationof aDAOnamedGHAIADAO,whichispresentedinthefollowingsections. 5 GHAIADAOConstitution OneofthemainconcernsofaDAOisitsgovernance,whichmustbeefficientanddemocratic[62][63]. ThefirstDAOs setouttoadmitthattheirgovernancewasdonebytheirmembers,whoheldthetokens. ADAOmemberwouldhave anumberofvotesequivalenttothenumberoftokenstheyowned. Astimewenton,itbecameapparentthatthose interestedincontrollingthevotesandinducingthegovernancetoworkthewaytheywantedcouldeasilydothisby buyingenoughtokens. Thisbegantohappen,andsuchparticipantswerecalledwhales. Inanattempttoimprovethegovernanceprocess,avotingschemewasusedinwhicheachparticipantwouldhaveone vote. Thewhaleswereunrelentingandcreatedphantomparticipantsorusedproxiestoincreasetheirparticipation power. Anewschemewasadopted,theso-calledquadraticscheme,ensuringthatvotingwouldbedecentralized[64]. Inthisproposal,votingcontinuespermember,buteachmemberreceivesanumberofvotesequaltotwicethenumber oftheirtokens,whichcanadditionallybeusedinvoting. SupposethatmemberAhas5tokensandmemberBhas 10tokens. Then,Awillhave10votesthattheycanuse5ascreditstovoteononeproposaland5creditstovoteon anotherproposal. MemberBwillhave20votesandcanuse10creditsforoneproposaland10creditsforanother proposal. Thememberwhohasmoretokenscanspendtheirvotesonaproposal,butiftheothermemberhasmore memberssupportingtheirproposal,theycanwinthevote. Quadraticvotingallowsusersto“pay”foradditionalvotes onagivenproposaltomorestronglyexpresstheirsupportforcertainissues. Thisresultsinvotingoutcomesaligned withthehighestwillingnesstoparticipate(orpay),ratherthanjusttheoutcomepreferredbythemajority,regardlessof theintensityofindividualpreferences. ThisquestionaboutdemocracyexercisedinaDAOleadstothefundamental dilemmasofsocietieswiththeirparadoxesandbehavioroftheindividualswhoconstitutethem,particularlyinthose wholiveinsocietiesinwhichdemocraticinstitutionsfunction[65]. OtherDAOs,adoptingoneoftheabovecriteria,establishaGovernanceCouncilthatwilllookaftertheirgovernance forapreviouslyagreedperiod. 6 TheGHAIADAO DeSci(DecentralizedScience)isarecentmovementthataimstousenewtechnologies,suchasblockchainortheWeb3 environment18,toaddresssomeoftheproblematicpointsofscientificresearch,silos,andbottlenecks. Itisanopen andglobalalternativetothemodernscientificsystemthatfacesmanychallenges. Itextendstheideaofopenscience, allowingscientiststoraisefunds,shareexperimentaldata,andgetideas. Oneofthemostinterestingexamplesisthatof aDeScitotailorpeerreview[66][67][66][68][69][70]. TheGHAIADAOisaDeSciandwilluseORCIDIDforitsgovernance,whichisdescribedinthefollowingsection. 6.1 ORCID ORCIDstandsforOpenResearcherandContributorIDandisaglobal,non-profit,fee-supportedorganizationofits memberorganizations. TheyformacommunitybuiltandgovernedbyaBoardofDirectorsrepresentativeofmembers withbroadstakeholderrepresentation[71]. TheORCIDIDisaunique,persistent,freeidentifierforindividualstousewhileengaginginresearch,scholarship,and innovationactivities. ORCIDoffersasetofApplicationProgrammingInterfaces(APIs). AsofearlyApril2023,thestatisticsofORCID19indicatedsomethinglikeninemillionfourhundredandtenresearchers enrolled,spreadacross56countries. Brazilwasthethirdcountrywiththemostregistrants(361,900),aftertheUnited States(794,493)andChina(412,925). 6.2 TheGovernanceoftheGHAIADAO Whenimplemented,theGHAIADAOwillbeaDeScithatprovidesamulti-disciplinarydiscussionenvironmentamong stakeholdersintheissuessurroundingalgorithmichumaninteraction. Itwillfollow, inpart, theIETFandIRTF20 (InternetResearchTaskForce)discussionmodel. ThefollowingruleswillmodeltheGHAIADAO: 18Notaveryacceptablegenericnamegiventotheblockchain 19https://info.orcid.org/orcid-statistics/ 20https://irtf.org 7 GovernanceofaDAOforFacilitatingDialogueonHuman-AlgorithmInteractionandtheImpactofEmerging TechnologiesonSociety APREPRINT 1. Itwillhavetwotypesoftokens: ORandNOR,bothinitiallywithavalueofone(1)USD. 2. Itsmemberswillbeoftwotypes: thosewhohaveanORCIDandthosewithoutanORCID. 3. StakeholderswithanORCIDwillreceive1ORfreeofcharge. TheORisequivalentto1NOR,whichonthe implementationdateoftheGAIADAOwillbeequivalenttoone(1)USD.StakeholderswithoutanORCID needtopurchaseNORsatmarketvaluetobecomemembers. 4. OneORisequivalenttooneNOR.ORsarenottradable,butNORsarefreelytradable. 5. TheholderofanORwillbeentitledtoreceiveaNORtwenty-one(21)monthsafterhavingreceivedtheOR withoutlosingtherighttovote. 6. TheGHAIADAOtreasurymusthavecollateralequivalenttothevalueofthenumberofNORsdistributedin ORs. Inotherwords,youcannotdistributeanORwithouthavingtheequivalentcollateralintheGHAIADAO treasury. 7. ParticipantsholdinganORcanvoteandcanbevotedforatwenty-one(21)memberboard,whichwillhandle thegovernanceoftheGHAIADAO. 8. ParticipantswhodonotholdanOR,thatis,donothaveanORCID,donothavevotingrightsbutcanbevoted for. 9. ParticipantswithanORalsovotefortheControlCouncil,consistingofseven(7)memberswhosepurposeis toensurethattherearenoexcessesonthepartoftheGovernanceCouncil. SeeFigure7. 10. Outsidetheblockchain,theGovernanceBoard,throughTechnicalSupport,willmaintainemaillistsequivalent totheIETF/IRTFworkinggroups(WGs21)andothersimilaritiestomakeeffectivedebatearoundHuman- AlgorithmInteractions. 11. The GHAIA DAO Internet environment should host a repository of documents equivalent to IETF RFCs (RequestforComments)thatwillbedevelopedbyitsmembers. 12. Otherrulesrelatedtothesocialandethicalbehaviorofbothparticipantsshouldbedefined. 13. Technical and Operational Support is composed of technical, administrative and other personnel who are adequatelyremunerated. Figure7displaystheproposedgovernancefortheGHAIADAO. This figure abstracts from implementation details on the Ethereum network and the Internet resources outside the blockchainthatarenecessarytomeetthegoalsoftheGHAIADAO. 7 RelatedLiterature Table1referencestheliteratureusedtounderstandthemechanismofalgorithmanddatagovernanceandallowsfora comparisonoftherecommendedproposals. Mostofthesereferenceswereoriginallycollectedintheproposalprepared asarequirementofthepreliminaryphaseoftheOscarSalaChairandnotpublished[1]. Thereferencesareclassifiedintosevencategoriesandarenotexhaustiveinthelistpresentedinthisproposal: (a). Internet: TheseincludereferencesthataddressthetopicofInternetgovernance. (b). Algorithms: ThesearereferencesthatdisplayAIalgorithmsinvariousapplicationareas. (c). DAO:ReferencesthataddressDAOsandtherespectivetechniquesonwhichtheyarebuilt(blockchainand cryptocurrencies). (d). Economics: Referencesthataddressissuesrelatedtotheeconomicsofalgorithmsandtheirenvironments. (e). Others: A set of references that describe the involvement of AI algorithms in subjects such as Bots, Discrimination,SoftwareEngineering,AI,Games,Robotics,andSecurity. (f). RLiterature: Literaturereviewpapers,includingsystematicreviews. (g). Social: Papersthatreferencethesocial,ethical,andphilosophicalaspectsofalgorithms. 21WorkGroups 8 GovernanceofaDAOforFacilitatingDialogueonHuman-AlgorithmInteractionandtheImpactofEmerging TechnologiesonSociety APREPRINT Figure7: GHAIADAO’sproposedgovernancestructure 8 Conclusionsandfuturework ThereismuchworktobedonetosetuptheGHAIADAO.Thecurrentunavailabilityofresourceshaspreventedthe implementationoftheGHAIADAO,butitisconsideredamomentaryhindrance. TheKBofDAOsprovedtobean appropriatesolutionforlearningaboutDAOswhilesimplifyingtheirpresentation. Inthefuture,thefollowingtaskswereconsideredmandatory: i. ORCIDshouldbeinformedoftheintentionstousetheORCIDIDtoidentifyfuturevotingmembersofthe GHAIADAO. ii. The economic model of the GHAIA DAO’s operating structure must be formally constructed prior to its establishment.Thismodel,amongmanyotheroutcomes,mustestimatethesafecollateralforitsinitiation.The baseparameterforthisformulationatthebeginningofApril2023isthe9,410,000researchersregisteredin ORCID,plusthecostsinvolvedinmaintainingTechnicalandOperationalSupport.Itishopedthatstakeholders intheprojectcandeveloppapersinthisdirection. iii. AftertheeconomicmodelhasbeendefinedandalltheoperatingrulesfortheDAOhavebeenestablished,one ormoresmartcontractswillbedevelopedtoensuretheself-governanceoftheGHAIADAO. iv. DAOsarenotyetregulatedinmanycountries, whichcancreatelegaluncertainty. Interestedpartieswith expertiseinlaw,particularlyinternationallaw,shouldstudythisissue. v. TheontologycreatedusingProtégéandstoredindecom.ttlmustbeevaluated,checked,andcomparedwith othersimilarontologiestoensureitsvalidity. However,themanualprocessofbuildinganontologycanbe time-consumingandexhausting,andmaynotalwaysproduceaccurateresults. Assuch,itisrecommendedto usesemi-automatictechniquesthatinvolveacombinationofmanualinputandautomatedprocessestodevelop andupdatetheontology. Thesetechniques,whichareconstantlybeingimproved,generallyinvolvetheuseof deeplearningandtextcapturefromtheweb[462,463,464,465]. vi. AtextdetailingtheuseofSPARQLoverthetwobasesshouldbedevelopedintutorialformtospreadthework developedandusefulfortheinterestedcommunity. vii. AcompanionpaperpresentingthegraphicsproducedextensivelybyProtégéisavailableattheOSFofthe project22. 22https://bit.ly/daoKBinGraphics 9 GovernanceofaDAOforFacilitatingDialogueonHuman-AlgorithmInteractionandtheImpactofEmerging TechnologiesonSociety APREPRINT Table1: Primaryandsecondarystudies. bysubject # References Classification 1. [72],[73],[74],[75],[76],[77],[78],[79],[80],[81],[82],[83],[84],[85],[86] Internet 2. [87],[88],[89],[90],[91],[92],[93],[94],[95],[96],[97],[98],[99],[100],[101],[102] 3. [103],[104],[105],[106],[107],[108],[109],[110],[111],[112],[113],[114],[115] 4. [116],[117],[118],[119],[120],[121],[122],[123],[124],[125].[126],[127],[128] 5. [129],[130],[131],[132],[133],[134],[135],[136],[137],[138],[139],[140],[141] 6. [142],[143],[144],[145],[146],[147],[148],[149],[150],[151][152],[153],[154] Algorithms 7. [155],[156],[157],[158],[159],[160],[161],[162],[163],[164][165],[166],[167] 8. [168],[169],[170],[171],[172],[173],[174],[175],[176],[177],[178],[179],[180] 9. [181],[182],[183],[184],[185],[186],[187],[188],[189],[190],[191],[192],[193] 10. [194],[195],[196],[197],[198],[199],[200],[201],[202],[203],[204],[205],[206] 11. [207],[208],[209],[210],[211],[212],[213],[214],[215],[216],[217],[218],[219] 12. [220],[221],[222],[223],[224],[225],[226],[227],[228],[229] 13. [230],[231],[232],[233],[234],[235],[236],[237],[238],[239],[240],[241],[242] DAO 14. [243],[244],[245],[246],[247] 15. [248],[249],[250],[251],[252],[253],[254],[255],[256],[257],[258],[259],[260] 16. [261],[262],[263],[264],[265],[266],[267],[268],[269],[270],[271],[272],[273] Economics 17. [274],[275],[276],[277],[278],[279] 18. [280],[281],[282],[283],[284],[285],[286],[287],[288],[289],[290],[291],[292] 19. [293],[294],[295],[296],[297],[298],[299],[300],[301],[302],[303],[304],[305] 20. [306],[307],[308],[309],[310],[311],[312],[313],[314],[315],[316],[317],[318] Others 21. [319],[320],[321],[322],[323],[324],[325],[326],[327],[328],[329],[330],[331] 22. [332],[333],[334],[335],[336],[337],[338],[339] 23. [340],[341],[342],[343],[344],[345],[346],[347],[348],[349],[350],[351],[352] 24. [353],[354],[355],[356],[357],[358],[359],[360],[361],[362],[363],[364],[365] 25. [366],[367],[368],[369],[370],[371],[372],[373],[374],[375],[376],[377],[378] 26. [379],[380],[381],[382],[383],[384],[385],[386],[387],[388],[389],[390],[391] Governance 27. [392],[393],[394],[395],[396],[397],[398],[399],[400],[401],[402],[403],[404] 28. [405],[406],[407],[408],[409],[410],[411],[412],[413],[414],[415],[416],[417] 29. [418],[419],[420],[421],[422],[423],[424],[425],[426],[427],[428],[429],[430] 30. [431],[432],[433] 31. [434],[435],[436],[437] RLiterature 32. [438],[439],[440],[441],[442],[443],[444],[445],[446],[447],[448],[449],[450] Social 33. [451],[452],[453],[454],[455],[456],[457],[458],[459][460],[461] viii. Forthesuccessoftheproject,itisappropriatetohaveanunlimitedpresenceofstakeholdersfromthemost variedandimmenseareasofknowledge,includingsocietyingeneral. ix. ItisexpectedthattheDAOwillhostinterestedpartiesinextendinghuman-algorithminteractionstothecontext ofalldigitalplatforms. References [1] JuliaoBraga,FranciscoRegateiro,ItanaStiubiener,andJulianaCBraga. AproposaltoimproveresearchinAI algorithmanddatagovernance,Sep2022. Portugueseversion: https://osf.io/xcpsd. [2] WolfgangKleinwachterandVirgilioAFAlmeida. 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